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BANKING & FINANCIAL SERVICES

Governance, Risk & Controls

Strengthen Compliance. Empower Growth. Protect Value.

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Operationalize risk.  Realize value.

We partner with mid‑to‑large financial institutions to design, deploy and mature GRC frameworks that align with evolving regulatory, operational and strategic demands. With deep industry experience and scalable delivery, we guide you from risk awareness to agile, controls‑driven execution.

SOLUTIONS

Our Governance, Risk & Controls Expertise

RCSA & ERM Design & Optimization

We design scalable programs to identify, assess and monitor institutional risks across lines of business.

Issue Remediation & Challenge

We resolve compliance issues and implement proactive issue management frameworks for long-term resilience.

Quality Assurance & Testing

We implement QA/QC frameworks that ensure key processes meet regulatory and performance standards.

Key Control Inventory

We build control inventories to enhance visibility, mitigate critical risks and support documentation needs.

Policies, Procedures & Training

We translate regulatory changes into practical policies and training to drive adoption across teams.

Three Lines of Defense Framework

We clarify and operationalize roles, ensuring risk ownership, oversight and assurance are aligned.

Board Governance & Training

We equip your board with tools, insight and structure to meet fiduciary obligations and lead with confidence.

Strategic Advisory

Experienced banking advisors that are always within reach.

Gain access to a named team of proven leaders and banking experts on retainer at a predictable cost.

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AI Governance

A clear path for what lies ahead

As banks venture into largely uncharted waters with AI, it helps to have people on board who know what examiners will be looking for. Our former regulators and strategic technology alliances build you a custom AI governance program that anticipates the scrutiny, with answers already in place well before regulatory questions arise.

Build Your AI Governance Framework

SOLUTIONS

Our Governance, Risk & Controls Expertise

We design scalable programs to identify, assess and monitor institutional risks across lines of business.

We resolve compliance issues and implement proactive issue management frameworks for long-term resilience.

We implement QA/QC frameworks that ensure key processes meet regulatory and performance standards.

We build control inventories to enhance visibility, mitigate critical risks and support documentation needs.

We translate regulatory changes into practical policies and training to drive adoption across teams.

We clarify and operationalize roles, ensuring risk ownership, oversight and assurance are aligned.

We equip your board with tools, insight and structure to meet fiduciary obligations and lead with confidence.

Strategic Advisory

Experienced banking advisors that are always within reach.

Gain access to a named team of proven leaders and banking experts on retainer at a predictable cost.

Explore Our Services

AI Governance

A clear path for what lies ahead

As banks venture into largely uncharted waters with AI, it helps to have people on board who know what examiners will be looking for. Our former regulators and strategic technology alliances build you a custom AI governance program that anticipates the scrutiny, with answers already in place well before regulatory questions arise.

Build Your AI Governance Framework

What Sets Us Apart

Practical expertise, personalized partnership, and proven results that drive measurable business impact.

Former Bankers & Regulators

Our teams bring real-world industry experience, not just consulting theory.

Integrated GRC Expertise

We align governance, risk and compliance into a single, cohesive strategy.

Execution-Focused

We go beyond recommendations to deliver measurable results, remediate issues and accelerate transformation.

Agile Engagement Models

From embedded resources to full program execution, we scale with your needs.

Results in Action

We’ve been there, solved that. See how we’ve helped our clients strengthen compliance, improve reporting accuracy and enable smarter, faster growth.

Accelerating SOX 404(b) Readiness Following an Acquisition

A public aerospace company engaged SolomonEdwards to integrate an acquired satellite and space systems manufacturer into its SOX program and establish a scalable, audit-ready internal control framework under an accelerated timeline.
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Fractional C-Suite Leadership and Strategic Transformation Support for Regional Financial Institutions

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Scaling Nationwide Mortgage Fulfillment Operations Through a High-Performance Workforce Partnership

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Enhancing Internal Audit Testing and Regulatory Readiness

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Our Governance, Risk & Controls Experts

Our teams are led by experienced, credentialed senior-level professionals who have a deep understanding of financial, regulatory and operational requirements. 

Carissa Robb

Managing Partner, Banking & Financial Services

Prescott Ford, CFA

Principal, Banking & Financial Services

Meredith Rousseau

Senior Vice President, Banking & Financial Services

WHITE PAPER

Regulatory Risk Management as a Strategic Discipline

by Prescott Ford

 

How strategic management of regulatory risk transforms burden into revenue opportunity and why financial institutions cannot afford to be passive

Governance, Risk & Controls Insights

White Paper: Regulatory Risk Management as a Strategic Discipline

The Unseen Employee: How Finance and Internal Audit Can Lead AI Governance

The Unseen Employee: 8 Risks Finance and Internal Audit Can’t Afford to Ignore

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