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Governance, Risk & Compliance

Turning compliance and risk management into results that optimize operations and enable growth

You may not have much choice but to comply with regulatory requirements, but we can help transform the compliance process from a bureaucratic exercise to one that elevates your overall risk management practices and culture.  

Compliance doesn’t have to be a time-consuming source of pain, but it does require expertise and vigilance to navigate complex regulatory requirements. 

We’re known for our deep experience in regulatory compliance and risk management. We’ve long been a trusted partner for large financial institutions, multinational companies and federal agencies who seek our guidance with governance, risk management and compliance initiatives.  

Our holistic approach to Governance, Risk & Compliance (GRC) provides a framework to manage risks, strengthen governance, ensure compliance, leverage technology and create a culture of compliance. We go beyond simply conducting audits to verify compliance to helping you weave compliance and risk management best practices throughout your operations.

Governance, Risk & Compliance

Offerings

Compliance & Regulatory

Offering expertise and support to help you ensure and maintain compliance and respond to regulatory actions

Risk Management

Providing expertise, strategies and solutions to identify and mitigate risks and protect operations

Our GRC Experts

Our GRC experts have decades of experience in corporate and data governance, risk management and consumer and regulatory compliance, including extensive experience with Sarbanes-Oxley compliance. We’ve partnered with both private and public companies and federal entities to help them resolve compliance and governance issues. 

Principal, Governance, Risk & Compliance

Principal, Banking & Financial Services

Senior Finance Manager

Senior Manager

Senior Manager

Senior Manager, Governance, Risk & Compliance

Real-World Results

Navigating Bankruptcy Emergence with Fresh-Start Accounting

Maintaining SOX 404 Compliance with M&A

Remediation Controls Testing to Address Audit Deficiencies

Governance, Risk & Compliance (GRC) Insights

Internal audit is shifting from compliance to prediction. Discover how data, AI and a curiosity-driven mindset are helping audit leaders anticipate risk, modernize controls and elevate their impact across the
As financial institutions embrace digital transformation, regulators are heightening expectations around governance frameworks—particularly for change management and enterprise project oversight. Discover how integrating change protocols into enterprise risk structures and
The revised Global Internal Audit Standards introduce a streamlined framework with 15 guiding principles, 5 domains, and 52 mandatory standards. These updates emphasize stronger alignment with organizational goals, enhanced documentation,
The FDIC is raising concerns about banks' growing exposure to non-depository financial institutions (NDFIs) and has introduced stricter reporting requirements that started Dec. 31, 2024. These changes demand granular loan
Our banking client proactively addressed the Community Reinvestment Act (CRA) updates by modernizing their compliance program. We implemented software, validated data, redesigned processes, and provided specialized expertise, ensuring they stayed
These Governance, Risk & Compliance (GRC) topics are on trend for 2024.

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