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Detect, Prevent and Respond to Emerging Threats
Financial crime risks are evolving, and regulatory scrutiny is relentless. Staying ahead requires proactive risk mitigation, robust compliance frameworks and subject matter expertise to protect your institution from regulatory challenges and reputational harm.
Our team helps institutions detect, report, prevent and respond to financial crime risks—empowering you to maintain regulatory trust, mitigate fines and safeguard your growth.
We strengthen financial crime compliance and risk prevention through proactive monitoring and strategic enhancements.
We respond to regulatory concerns with unmatched subject matter expertise
We bring decades of experience helping organizations fortify financial crimes compliance programs, mitigate risk and navigate complex enforcement matters across the banking and financial services sector.
Our expertise spans the full financial crime risk lifecycle—from monitoring for potentially suspicious activity to highly complex money laundering investigations.
A strong financial crimes compliance program is critical in detecting, reporting and preventing illicit activity. We design and implement transaction monitoring systems, investigations, sanction programs and enhanced due diligence processes. Our experts strengthen risk-based AML frameworks, ensuring compliance with the latest regulatory requirements by utilizing industry best practices and regulatory expectations.
Managing high-risk customers requires a tailored, preventive approach. We help institutions identify, monitor and mitigate risks associated with customers who have a higher potential for engaging in illegal activities such as money laundering, fraud or other financial crimes.
Mergers and acquisitions come with regulatory complexities. We assess and integrate AML frameworks to facilitate smooth regulatory approvals and ensure compliance across acquired entities. Our approach builds sustainable, scalable compliance programs designed for long-term success.
Preventing financial loss requires a deep understanding of fraud patterns and vulnerabilities. We help organizations enhance their fraud prevention systems, strengthen fraud detection frameworks and investigate complex fraud cases. Using root cause analysis, we uncover control weaknesses and pinpoint gaps in fraud prevention strategies—enabling institutions to proactively mitigate risk and respond effectively.
We help financial organizations swiftly respond to audits and manage enforcement actions to meet regulatory expectations while minimizing penalties and reputational damage.
Our team has extensive experience conducting sensitive, high-stakes investigations involving money laundering, corruption and sanctions violations. We help institutions navigate regulatory scrutiny, congressional and media exposure, and legal complexities to protect their operations and reputation.
Regulatory scrutiny of financial crimes compliance isn’t slowing down. Enforcement actions for Bank Secrecy Act and sanctions violations can result in crippling fines, operational disruptions and lasting reputational harm.
Since 2005, our Financial Crimes practice—formerly The Dominion Advisory Group—has helped financial institutions navigate hundreds of high-stakes compliance matters, including:
Formal and informal enforcement actions
Complex money laundering and corruption investigations
Sanctions compliance
The identification and monitoring of clients who pose a higher-than-normal risk for compliance with the BSA.
BSA/AML risk assessments
Implementation, tuning and/or model validation of transaction monitoring systems
Investing in prevention is always more cost-effective than dealing with enforcement consequences.
The financial crime landscape is shifting—don’t wait for enforcement action to take proactive measures. Let’s build a compliance framework that safeguards your organization’s future.
Our team of onshore specialists bring deep industry expertise in financial crime investigations and remediation, ensuring every engagement is handled with precision and insight.
We are trusted by leading financial institutions for our commitment to accuracy and high-quality work from the start. Our reputation for excellence has helped us attract and retain major clients, many of whom rely on us as a long-term partner in strengthening their financial crime compliance programs.
With a 20-year history of delivering results, we have built lasting relationships based on trust, stability and deep institutional knowledge. Our low turnover ensures consistency across engagements, often leading to complex, large-scale projects and referrals from satisfied clients.
The financial crime landscape is shifting—don’t wait for enforcement action to take proactive measures. Let’s build a compliance framework that safeguards your organization’s future.
Starting January 1, 2026, Registered Investment Advisors (RIAs) must comply with the Bank Secrecy Act (BSA) and Anti-Money Laundering (AML) regulations.